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預告修正「證券投資人及期貨交易人保護法」部分條文(Draft amendment to Securities Investor and Futures Trader Protection Act)
為促進公司治理並完備投資人保護,金融監督管理委員會(金管會)於 2019 年 4 月 3 日預告「證券投資人及期貨交易人保護法」部分條文修正草案。主要修正部份包括(一)代表訴訟、解任訴訟之相關規範之修正;(二)證券交易法第 165 條之 1 所定之外國公司準用代表訴訟、解任訴訟相關規定;(三)保護基金運用範圍的修正;以及(四)調處文書之送達,準用民事訴訟法關於送達之規定等。

報告人: 劉孟哲律師/簡心怡

On 3 April 2019, the Financial Supervisory Commission (FSC) announced draft amendments to the “Securities Investor and Futures Trader Protection Act” in order to facilitate corporate governance and protection of investors. The major amendments include:
(1) To amend regulations in connection with litigations to representative(s) of a company and litigations for discharge of directors and supervisors of a company to be filed by the investor protection institution;
(2) To specify that provisions associated with the above-mentioned representative litigations and discharge litigations apply to mutatis mutandis the foreign companies under Article 165-1 of the Securities and Exchange Act;
(3) To amend the utilization scope of protection fund hereunder; and
(4) To specify that the service of the mediation documents shall apply mutatis mutandis the provisions under the Code of Civil Procedure.

Reported by: Jeffrey Liu/Cindy Chien

第一筆上一筆下一筆最末筆筆數:57/57
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