金管會於2024年7月22日修正「保險代理人公司保險經紀人公司內部控制稽核制度及招攬處理制度實施辦法」規定。謹摘要重點如下：
（一）保險代理人公司、經紀人公司應建立內部控制、稽核制度與招攬處理制度及程序之年度營業收入門檻，由新臺幣三億元以上調整至新臺幣二億元以上。
（二）配合簽署制度調整，改以檢核取代簽署作為招攬文件等之控管機制。
（三）增訂具有保險代理人、保險經紀人資格，並實際執行代理、經紀工作二年以上者，具備擔任稽核人員之條件。
報告人：蔡嘉政律師／郭芝妤
On 22 July 2024, the FSC announced the amendment to the "Regulations Governing the Implementation of Internal Control and Audit System and Business Solicitation System of Insurance Agent Companies and Insurance Broker Companies". We summarize below:
(1)To amend the threshold of annual operating income from NT$300 million (or more) to NT$200 million (or more) for the insurance agent company and insurance broker company which is obligated to establish internal control and audit system as well as business solicitation system and procedures.
(2)To cope with the adjustment to the signature mechanism, the control mechanism of solicitation documents is amended based on the mechanism of inspection/approval instead of signature.
(3)To add that those who have the qualification of insurance agent or insurance broker and have actually performed agency or brokerage work for more than two years are qualified to serve as auditors.
Reported by: David Tsai / Julia Kuo
惇安法令雙週刊 第 445 期