法學期刊
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論著名稱: 歐盟、德國內線交易法制發展-兼論台灣之內線交易規範(A Study on the Development of the German and European Insider Trading Regulation-and some Observations on the Regulation of Taiwan)
編著譯者: 陳彥良
出版日期: 2011.01
刊登出處: 台灣/國立中正大學法學集刊第 32 期 /89-142 頁
頁  數: 54 點閱次數: 925
下載點數: 216 點 銷售明細: 權利金查詢 變更售價
授 權 者: 中正大學法律學系 授權者指定不分配權利金給作者)
關 鍵 詞: 內線交易歐盟市場濫用指令德國證交法內部人內線消息
中文摘要: 本文首先介紹歐盟相關重要指令,對於內線交易而言歐盟要求禁止規範,從實質的法規範出發,在事前的防範機制的建立、各會員國主觀機關的規範及相關指引規範,嘗試指出其特殊性,與要求各會員國之一致性。
又針對德國證券交易的法制,於 1994 年前未存有統一法規,過渡到 1994 年後證券交易法的制訂,針對內線交易之規範適用問題為探討,並為介紹德國針對內線交易之認定問題諸如內線消息、內部人認定及行為規範為詳細探討。
再者反觀我國針對內線交易證券交易法對於歷年修法之重點及目標為檢視,並指出與歐盟及德國規範之不同處,藉以提出我國規範是否有所不足之考量,而對於爾後修法之建議。
英文關鍵詞: Insider tradingThe Market Abuse Directiveinsidergerman securities trading Actinsider information
英文摘要: Insider trading is the trading of a corporation’s stock or other securities by individuals with potential access to non-public information about the company. Rules against insider trading on material nonpublic information exist in most jurisdictions around the world, though the details and the efforts to enforce them vary considerably. The EU viewed as having the strictest laws against illegal insider trading, and makes the most serious efforts to enforce them.
This Study first aims to introduce and analyze the Development of the German and European Insider trading Regulation and the “Markt Abuse Directive” for its original thought, principal goal and major content. Then this study will compare the German’s legal framework of the insider Trading law and Taiwan’s legal framework. In the end, this Study is going point out, that Taiwan should fine its right way of “the insider trading law” for its next generation.
目  次: 壹、前言
貳、歐盟內線交易法制
一、前言
二、實質規範內容
參、德國內線交易法制
一、概述
二、內線消息
三、內部人
四、禁止行為
肆、台灣之規範與檢討-代結論
一、修法歷程
二、規範概述與檢討
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